Virtual CFO & Compliance

MCA / ROC Compliance

Incorporated is step one. Staying compliant is every year — and one accountable team keeps your annual MCA / ROC filings on time.

What MCA / ROC compliance is

Every company and LLP registered in India has to make a set of filings each year with the Ministry of Corporate Affairs (MCA) and the Registrar of Companies (ROC), under the Companies Act, 2013 and the LLP Act, 2008. These are routine, expected obligations — not a special event — and they apply whether or not the business traded during the year.

The work isn’t complicated so much as easy to lose track of: several forms, each with its own window, tied to your financial year-end and your annual general meeting. CapEasy’s job is to make sure the right filings happen, accurately, before their dates — so you never have to think about it.

The core annual filings

These are the filings most companies and LLPs make each year. Each links to a page that explains it in plain terms. Beyond these, event-based filings (director changes, change in capital or registered office, MOA/AOA amendments) are filed as and when they happen.

Who needs it

  • Private limited companies, One Person Companies and public companies — every year
  • LLPs — Form 11 and Form 8, every year
  • Section 8 (non-profit) companies and other registered entities
  • Dormant and pre-revenue companies — the annual filings still apply

The CapEasy way

One accountable team owns your compliance calendar. We map exactly which filings your entity needs, track each due date, prepare the forms with your books and auditor, and file on time — then tell you plainly what’s done and what’s next. No guaranteed outcomes, no fear tactics, and no surprise fees: where a service has a set price it’s shown up front, otherwise we give you a clear quote before any work begins.

Typical annual ROC due dates

A quick reference for a 31 March financial year-end. Treat it as a guide, not legal advice:

FilingTypically due
Annual General Meeting (AGM)Within 6 months of the financial year-end — typically by 30 September
AOC-4 (financial statements)Within 30 days of the AGM
MGT-7 / MGT-7A (annual return)Within 60 days of the AGM
ADT-1 (auditor appointment)Within 15 days of the meeting where the auditor is appointed
DIR-3 KYC (director KYC)Annually, by 30 September
DPT-3 (return of deposits)Annually, by 30 June
LLP Form 11 (annual return)Annually, by 30 May (60 days from the year-end)
LLP Form 8 (account & solvency)Annually, by 30 October

Your exact due dates depend on your AGM date, company type and the current year’s rules — we confirm them for you and always recommend checking the position on the official MCA portal. CapEasy is a private consultancy and is not affiliated with any government authority.

Frequently asked

ROC compliance, answered plainly.

Late filing attracts an additional statutory fee, and prolonged default can affect a director’s status. There’s no need to panic — if you’re behind, we assess exactly what’s outstanding, file it and get you back onto a clean calendar.

Yes. Annual ROC filings apply to every registered company and LLP regardless of turnover — a dormant or pre-revenue entity still files. It’s far cheaper to stay current than to revive lapsed compliance later.

A private limited company typically files AOC-4 (financials) and MGT-7 (annual return), plus DIR-3 KYC, ADT-1, DPT-3 and event-based forms. An LLP files Form 11 and Form 8. LLP compliance is generally lighter, but both are mandatory with their own deadlines.

AOC-4 is the filing of your financial statements (balance sheet, P&L, board’s and auditor’s reports). MGT-7 (or MGT-7A for small companies and OPCs) is the annual return covering shareholding, directors and company particulars. Most companies file both each year.

Yes. We review your filing history, flag anything overdue, get you current, and then run your annual calendar going forward — one accountable team, no hand-offs.

That’s the point of the service. One named expert tracks your specific due dates and files ahead of them, so nothing slips through the cracks while you focus on the business.

Your CapEasy experts

Connect with us

Talk to the people who handle this work every day — no call centre, no hand-offs.

Ayush Joshi

Co-Founder

Ex-OYO and Tenaciousfly. 7+ years in business development, strategic acquisitions, financing and debt syndication.

Aditya Jain

Co-Founder

Ex-Bank of America. 4+ years in investment banking, EU & Indian compliances, ESG compliances, and project management.

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